RECONCILIATION OF SHARE CAPITAL AUDIT

Scrip code*539148
NSE Symbol*SHIVALIK
MSEI Symbol*NA
ISIN*INE788J01021
Whether company has CINYes
CIN NumberL24237UR1979PLC005041
Name of the company*Shivalik Rasayan Limited
Registered office address
Registered office address*Village Kohupani, P.O. Chandanwari, Dehradun- 248007
Registered office state*Uttarakhand
Registered office city*Dehradun
Registered office district*Dehradun
Registered office pin code*248007
Registered office contact number*ISD Code*STD Code*Number*
013501352773429
Registered office fax
Registered office country*INDIA
Registered office website*www.shivalikrasayan.com
Registered office email*cs@shivalikrasayan.com
Correspondence address
Same as aboveNo
Correspondence address*1506, Chiranjiv Tower, 43 Nehru Place, New Delhi- 110019
Correspondence stateDelhi
Correspondence cityNew Delhi
Correspondence districtNew Delhi
Correspondence pin code110019
Correspondence contact numberISD CodeSTD CodeNumber
01101147589500
Correspondence fax
Correspondence countryIndia
Correspondence emailcs@shivalikrasayan.com
Reporting quarter*31-03-2025
Face value*5



Stock Exchange Details :

Name of Stock Exchange

Listed Capital

% Of total issued capital

Name of stock exchanges where the company's securities are listedBSE Ltd1556036598.79
National Stock Exchange of India Ltd(NSE)1556036598.79
Metropolitan Stock Exchange of India Ltd(MSEI)00
Calcutta Stock Exchange of India Ltd(CSE)00
Remarks




Capital Details :

Number of shares% Of total issued capital
Issued capital*15750365
Held in dematerialised form in CDSL*1119910671.1
Held in dematerialised form in NSDL*431845927.42
Physical*2328001.48
Total no.of shares*15750365100
Total no. of Security holders as on end of the quarter*15750365

BSE Ltd

Number of sharesReasons for difference
Reasons for difference if any, Between issued capital and listed capital*190000Textual Information(1)
Reasons for difference if any, Between issued capital and total number of shares*0
Reasons for difference if any, Between listed capital and total number of shares*-190000Textual Information(3)

Text Block

Textual Information(1)190000 warrants was converted into equity shares on 27.03.2025, whose Listing Application is pendinding with stock exchange
Textual Information(3)190000 warrants was converted into equity shares on 27.03.2025, whose Listing Application is pendinding with stock exchange

National Stock Exchange of India Ltd(NSE)

Number of sharesReasons for difference
Reasons for difference if any, Between issued capital and listed capital*190000Textual Information(1)
Reasons for difference if any, Between issued capital and total number of shares*0
Reasons for difference if any, Between listed capital and total number of shares*-190000Textual Information(3)

Text Block

Textual Information(1)190000 warrants was converted into equity shares on 27.03.2025, whose Listing Application is pendinding with stock exchange
Textual Information(3)190000 warrants was converted into equity shares on 27.03.2025, whose Listing Application is pendinding with stock exchange

Metropolitan Stock Exchange of India Ltd(MSEI)

Number of sharesReasons for difference
Reasons for difference if any, Between issued capital and listed capital*
Reasons for difference if any, Between issued capital and total number of shares*
Reasons for difference if any, Between listed capital and total number of shares*

Calcutta Stock Exchange of India Ltd(CSE)

Number of sharesReasons for difference
Reasons for difference if any, Between issued capital and listed capital*
Reasons for difference if any, Between issued capital and total number of shares*
Reasons for difference if any, Between listed capital and total number of shares*

Certifying the details of changes in share capital during the quarter under consideration as per Table below :

Whether changes during the quarter*Yes

Certifying the details of changes in share capital during the quarter under consideration as per Table below :

Serial No.ParticularsNo.of sharesApplied / Not Applied for listingListed on Stock Exchanges (Specify Names)whether intimated to CDSLwhether intimated to NSDLIn-prin appr. pending for SE (Specify Names)Remarks
1Conversion190000AppliedBSE LtdYesYesNoTextual Information(1)
2Conversion190000AppliedNational Stock Exchange of India Ltd(NSE)YesYesNoTextual Information(2)

Text Block

Textual Information(1)190000 warrants was converted into equity shares on 27.03.2025, whose Listing Application is pendinding with stock exchange
Textual Information(2)190000 warrants was converted into equity shares on 27.03.2025, whose Listing Application is pendinding with stock exchange



Register of members is updated*Yes
If not, Updated upto which date
Reference of previous quarter with regards to excess dematerialised shares,If any.
Has the company resolved the matter (excess dematerialised shares mentioned above) in the current quarter ?*NA
If not, Reason why ?



Mention the total no. of requests, If any, confirmed after 21 days and the total no. of requests pending beyond 21 days with the reasons for delay

Total no.of demat requestsNo.of requests*No.of shares*Reasons for delay
Confirmed after 21 days*000
Pending for more than 21 days*000
Remarks



Whether Compliance officer appointed

Whether Compliance officer appointedYes
Whether Qualified Company Secretary is Compliance Officer *Yes
Name of the compliance officer*Parul Choudhary
PAN of the compliance officer*AQJPC9170A
Date of Appointment*01-08-2017
Designation*Company Secretary & Compliance Officer
Membership Nos*ACS34854
Mobile no.*9971306835
Fax no.
E-mail id*cs@shivalikrasayan.com
Whether any change in Compliance Officer during the previous 2 quarters*No
Whether the previous Compliance Officer was Qualified Company Secretary *

Details of Previous Compliance Officer

Details of Previous Compliance OfficerNo
Previous Compliance Officer Name
PAN of the previous compliance officer*
Membership Nos
Reason for entering the same membership Nos.
Date of Appointment
Date of Cessation

Certifying Auditor Details

CA/CS/CMA*Company secretary
Name of certifying auditor*Manoj Kumar Jain
Date of issue of report*12-04-2025
Address*F-2, Plot No. 299, Sector-4 Vaishali, Ghaziabad
City*Uttar Pradesh
Pincode*201010
Contact no.*0120-4138598
Fax no.-
Email*manojfcs@gmail.com
Membership no.*Fellow5832
Firms registration number of audit firmI2003DE389100
Name of the firm*M/s Amj & Associates
COP number*5629

Registrar and Share Transfer Agent Details

Appointment of common agency for share registry work*Yes
Whether Registered with SEBI*Yes
Name of RTABeetal Financial & Computer Services Private Limited
SEBI registration no.INR000000262
AddressBeetal House, 3rd Floor, 99 Madangir, New Delhi- 110062
StateDelhi
CityNew Delhi
Pincode110062
Contact no.011-29961281
Fax number of RTA-
E-mail id*beetalrta@gmail.com
Website Address*www.beetalfinancial.com
Whether any change in Registrar and Share Transfer Agents *No
Previous Registrar and Share Transfer Agents Name
Date of Cessation
Remarks relating to Register and Share Transfer Agent
Any other detail that the auditor may like to provide. (e.g. BIFR company, delisting from SE)